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Calvin Quate (1923-2019)

October 14, 2019

Children are curious, and their curiosity includes the need to discover how the artifacts in their environment work. Children will sometimes take things apart to seek out their inner mechanism. This effort was much more rewarding in my generation, when opening a toy would reveal simple things like gears and springs; or, a battery, switch, lights, and a motor. Today, most toys are stuffed with inscrutable integrated circuits, so the adventure is not as rewarding.

Throughout history, humans have examined their environment as closely as they could to discover why some items, such as plants, are different from other items, such as rocks. We were limited in such studies by the visual acuity of the unaided eye, which is about an arc minute in the best of cases. If you've ever wondered why ancient astronomy was so advanced despite the lack of telescopes, there are about 40,000 square degrees in a sphere, and more than 50 million square minutes in a hemisphere.

Going from very large and distant objects to very close and small objects, the unaided eye can see specks as small as a tenth millimeter (100 micrometers). Eukaryotic cells range in size up to about 100 micrometers. A human red blood cell has a size of about 7.5 micrometers, while cells of cork can be as large as about 50 micrometers. It's understandable that cells were discovered only after the microscope was invented.

Drawing of cork cells from Hooke's Micrographia, 1665

A 1665 engraving of cork cells from Micrographia by Robert Hooke (1635-1703), 1665.

Robert Hooke was the first to observe cells, which he named after the small rooms, called cella, in which monks lived. The cork cells that he observed were empty cell walls devoid of their internal cell components.

As Hooke wrote in the Micrographia, "...Our microscope informs us that the substance of Cork is altogether fill'd with Air, and that the Air is perfectly enclosed in little Boxes or Cells..."[1]

(Via Wikimedia Commons)


While the optical microscope allowed us to image things with size about the wavelength of light, 500 nanometers, there's a lot of detail in nature below that limit. Early in the 20th century, it was realized that it was possible to do microscopy with electrons with better detail, since the de Broglie wavelength of electrons is many orders of magnitude smaller than the wavelength of light. The first such electron microscope was the transmission electron microscope that images by the attenuation of electron beam intensity through a thin specimen. This concept was enabled by the use of magnetic fields acting as electron lenses to focus and magnify the electron beam.

While the transmission electron microscope offered very high resolution, sample preparation was tedious. Furthermore, many research investigations didn't need such high magnification, but they did need a wide field of view. The scanning electron microscope (SEM) filled the gap between optical microscopy and transmission electron microscopy with an instrument that scanned a specimen in a raster pattern, as is done in a cathode ray tube, and imaging by detection of secondary electrons generated by the raster electrons, or by the backscattered raster electrons. SEM images have the three-dimensional appearance of their optical microscopy cousins, so they provide topographic information for things such as integrated circuits.

Older readers might remember their mother's admonition to sit well away from the television screen because of X-rays. While safety standards were established to preclude X-ray generation in cathode ray tube televisions, it's also true that the electron beam in an SEM will excite characteristic X-rays of the elements in a specimen so that the material composition can be identified using energy-dispersive X-ray spectroscopy (EDAX) or wavelength dispersive X-ray spectroscopy (WDXS). Environmental scanning electron microscopes allow imaging of biological specimens, which is quite a trick, since electrons need to travel in a vacuum and biological specimens contain water with a high vapor pressure.

Example SEM images of animals, vegetables and minerals

Animal, vegetable, or mineral>.(Left image, an SEM image of Milnesium tardigradum from Comparative proteome analysis of Milnesium tardigradum in early embryonic state versus adults in active and anhydrobiotic state by Elham Schokraie, Uwe Warnken, Agnes Hotz-Wagenblatt, Markus A. Grohme, Steffen Hengherr, Frank Förster, Ralph O. Schill, Marcus Frohme, Thomas Dandekar, and Martina Schnölzer, PLoS ONE, vol. 7, no. 9 (September 27, 2012), Article No. e45682, doi:10.1371/journal.pone.0045682; center image, an SEM image of tricomes and stomates on a Nicotiana alata upper leaf surface by Louisa Howard of Dartmouth University; and, right image, and SEM image of a nanohole array etched in amorphous silicon, all from Wikimedia Commons. Click for larger image.)


While it's very easy to generate electrons having a de Broglie wavelength of the order of atomic size, imaging by electrons depends on how well you can focus an electron beam, so atomic imaging by electrons is difficult. In high-resolution transmission electron microscopy (HRTEM), both the phase and amplitude of the electron wave are used to resolve individual atoms. Transmission electron microscope are huge, complex, and expensive instruments, so there was always a need for an easier way to image at the atomic scale, and the first successful attempt at this was the scanning tunneling microscope (STM).

The scanning tunneling microscope was invented by Gerd Binnig and Heinrich Rohrer who were working at the IBM Research-Zurich research laboratory in the 1980s.[2] They were awarded the 1986 Nobel Prize in Physics for this invention, which was facilitated by modern electronic technology. The imaging process of an STM is extremely simple. A sharp metal tip is scanned across a conducting surface, and it's held just out of contact range by monitoring a voltage created by quantum mechanical tunneling and adjusting the tip position to maintain a fixed tunneling current. A resolution of 10 picometers, sufficient to image atoms, is possible with an STM; but, just as importantly, no vacuum is required.

Shortly after the demonstration of the STM, Bennig invented the atomic force microscope (AFM),[3] which he demonstrated along with Calvin Quate and Christoph Gerber in 1986.[4-6] While an AFM scans a sharp probe tip across the specimen surface, just like an STM, what's measured is not the tunneling current but a force on the cantilever on which the probe tip is attached. As a consequence, an AFM can image a non-conductive surface while an STM cannot. The STM is strictly a non-contact technique, while the AFM probe tip can gently contact the specimen surface or operate in a non-contact mode. Imaging is done by measurement of the force on the cantilever that changes as the topography or attraction of the probe tip to the surface changes, as by the van der Waals force or other forces.

Figure three from US patent No. 4,724,318, 'Atomic force microscope and method for imaging surfaces with atomic resolution,' by Gerd K. Bennig, February 9, 1988

Figure three from US patent no. 4,724,318, "Atomic force microscope and method for imaging surfaces with atomic resolution," by Gerd K. Bennig, February 9, 1988.

Electronics has enabled many scientific advances, and the atomic force microscope is a good example.

Aside from creation of a suitable imaging tip, all the magic of an AFM is in its associated electronics.

The probe for the first atomic force microscope was a diamond tip mounted on gold foil cantilever. The gold foil was only 25 micrometers thick and 0.8 millimeters long so it would bend sufficiently under small force.[6]

While the patent shows imaging with an X-Y plotter, modern AFMs use computer imaging techniques.

(Via Google Patents.[3])


Not only is an AFM easier to build, but the imaging force can arise in a number of ways. These include the mechanical force of surface contact, chemical bonding and van der Waals forces, capillarity, and magnetic attraction. The resolution of an AFM is usually better than that of an STM, so it's more often used. An AFM can have different modes of operation, the simplest being the contact mode. There's a tapping mode in which the probe tip taps the surface at each position, and the non-contact mode in which the probe tip is oscillated very close to the specimen surface, and the change in attraction force is inferred by a change in cantilever amplitude or frequency. Calvin Quate, one of the developers of the atomic force microscope, died on July 6, 2019, at the age of 95.[7-9]

At his death, Quate was the Leland T. Edwards Professor of Engineering, Emeritus, and a professor of applied physics at Stanford University (Stanford, California).[8] Throughout his life, he was an avid outdoorsman who liked to ski, hike, jog, kayak and windsurf.[9] This love of the outdoors may have arisen from his childhood in Baker, Nevada, where he rode horses, tended sheep, and explored nearby mountains.[7-8] His family relocated to Salt Lake City, Utah, in 1934, where he got his bachelor's degree in electrical engineering at the University of Utah in 1944.[8]

Calvin F. Quate

Calvin Quate (1923-2019).

(IEEE History Center image, used with permission.[9])


Upon graduation from the University of Utah, Quate became part of the Manhattan Project at Oak Ridge National Laboratory, Tennessee.[8] After Oak Ridge, he became a graduate student at Stanford University and earned his Ph.D. in electrical engineering in 1950.[7] He joined Bell Laboratories, Murray Hill, New Jersey, for microwave research in 1949, and he rose to become Associate Director of Electronics Research.[8-9] Quate joined Sandia Corporation in Albuquerque, New Mexico, in 1959, where he quickly became Vice President and Director of Research.[9]

In 1961, Quate joined Stanford University as Professor of Applied Physics and Electrical Engineering. At Stanford, he was Chairman of the Applied Physics Department (1969-1972 and 1978-1981), Acting Chairman of the Electrical Engineering Department (1986-1988), and Associate Dean in the School of Humanities and Science (1972-1974).[8-9] At Stanford, Quate realized that the wavelength of gigahertz acoustic waves in water can be smaller than that of light.[7] This intuition, and the development of acoustic lenses capable of focusing sound to a sub-micrometer spot size, led to the invention of the scanning acoustic microscope in 1978.[7]

The acoustic microscope allowed sharp contrast imaging of things that were not easily seen optically, including sub-surface structures in integrated circuits.[9] The acoustic waves were delicate enough to measure the mechanical properties of living cells.[8] Quate was recognized by R&D Magazine as Scientist of the Year for 1995 for his invention of the acoustic microscope and his work on atomic force microscopy.[8] In 1995, these two instruments constituted a $100 million instrument industry.[8]

Quate's Stanford colleagues remember him as a quiet and affable person who offered an opinion only when asked. As Robert Byer of the Department of Applied Physics recalled, "He earned respect with very few words. Everyone listened to what Cal Quate had to say."[8] James Gibbons, former dean of the Stanford School of Engineering said that "His position on most matters of academic administration can be stated in two short sentences: 'Do we need to do this?' or 'I'll do it.' I felt honored to know him and I will miss him greatly."[8]

Quate was a Fellow of the IEEE, and a member of the National Academy of Engineering and the National Academy of Sciences.[9] He was awarded the Rank Prize for opto-electronics from the Royal Society of London for his work on the scanning acoustic microscope in 1982, and the IEEE Medal of Honor in 1988 for the invention and development of the scanning acoustic microscope.[8-9] He became a member of the Royal Society in 1995, and he was a fellow of the Norwegian Academy of Science and Letters.[8]

AFM probe tip and an AFM image of a magnetron sputtered tin layer

Left image, a probe tip for an atomic force microscope. Right image, an AFM micrograph of a magnetron sputtered tin layer by Piret Pikma. (Both images from Wikimedia Commons. Click for larger image.)


References:

  1. Robert Hooke, "Micrographia: or, Some physiological descriptions of minute bodies made by magnifying glasses," (J. Martyn & J. Allestry, London, 1665), p. 112f.
  2. G. Binnig, H. Rohrer, Ch. Gerber, and E. Weibel, "Surface Studies by Scanning Tunneling Microscopy," Phys. Rev. Lett., vol. 49, no. 1 (July 5, 1982), pp. 57ff., DOI:https://doi.org/10.1103/PhysRevLett.49.57. This is an open access article with a PDF file here.
  3. Gerd K. Bennig, "Atomic force microscope and method for imaging surfaces with atomic resolution," US Patent No. 4,724,318, February 9, 1988 (Via Google Patents).
  4. G. Binnig, C. F. Quate, and Ch. Gerber, "Atomic Force Microscope," Phys. Rev. Lett., vol. 56, no. 9 (3 March 3, 1986), pp. 930ff., DOI:https://doi.org/10.1103/PhysRevLett.56.930 This is an open access article with a PDF file here.
  5. Scanning Probe Microscopy: From Sublime to Ubiquitous, Phys. Rev. Lett. vol. 90, Article No. 115505, 2003.
  6. David Lindley, "Focus: Landmarks—Atomic Force Microscope Makes Angstrom-Scale Images," Physics, vol. 5, no. 106, September 21, 2012
  7. Daniel Rugar and Franz Giessibl, "Calvin F. Quate (1923–2019)," Science, vol. 365, no. 6455 (August 23 2019), pp. 760, DOI: 10.1126/science.aay9386.
  8. Andrew Myers, "Calvin F. Quate, inventor of advanced microscopes, dies at 95," Stanford University Press Release, July 10, 2019.
  9. Calvin F. Quate - Biography, Engineering and Technology History Wiki, IEEE History Center.

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